Bedankt voor uw aanvraag! Een van onze medewerkers neemt binnenkort contact met u op
Bedankt voor uw boeking! Een van onze medewerkers neemt binnenkort contact met u op.
Cursusaanbod
Institutional Module: Foundations of Due Diligence
- Overview of due diligence frameworks in financial institutions
- Governance structures, accountability, and reporting lines
- Integration with risk management and internal control systems
- Aligning due diligence with organizational strategy and compliance culture
Management Module: Leadership and Oversight
- Board and executive responsibilities in compliance oversight
- Establishing compliance committees and accountability mechanisms
- Performance monitoring, escalation, and corrective action planning
- Ethical leadership and decision-making frameworks
Marketing and Sales Module: Ethical Conduct and Client Transparency
- Due diligence in client acquisition and marketing activities
- Managing conflicts of interest and transparency in disclosures
- Ensuring data protection and consent in customer communications
- Monitoring sales practices for compliance and reputational risk
Technical Module: Operational and Data Due Diligence
- Mapping data flows and identifying sensitive information
- Evaluating system controls and cybersecurity posture
- Integrating technology risk assessments into compliance reviews
- Tools and automation for due diligence data collection and reporting
Financial Module: Financial Integrity and Risk Analysis
- Assessing financial performance, solvency, and liquidity indicators
- Evaluating counterparties and suppliers for financial stability
- Financial crime prevention: AML, CFT, and sanctions screening
- Fraud detection, internal audits, and red flag indicators
Legal and Regulatory Module: CRS, FATCA, and Global Compliance Obligations
- Understanding the Common Reporting Standard (CRS) and FATCA requirements
- Due diligence for tax residency, indicia search, and self-certifications
- Key legal frameworks: OECD, MCAA, and domestic implementation
- Managing penalties, remediation, and reporting obligations
Environmental, Health and Safety, and Business Integrity Module
- ESG integration into due diligence practices
- Health and safety compliance within financial and operational activities
- Business integrity policies and anti-corruption measures
- Reporting sustainability risks and compliance gaps
Information Technology Module: Data Governance and Security Compliance
- IT governance frameworks and digital risk management
- Data integrity, retention, and traceability standards
- Regulatory compliance in digital transformation and AI adoption
- Incident response, disaster recovery, and resilience planning
Integrative Module: Governance, Risk, and Audit Readiness
- Consolidating due diligence findings across departments
- Creating integrated compliance dashboards and reporting frameworks
- Preparing for external audits and regulator inspections
- Developing continuous improvement and training plans
Case Studies and Practical Exercises
- Review and classification of sample client and vendor due diligence files
- Simulating a multi-module risk assessment scenario
- Developing a corrective action and monitoring plan
Summary and Next Steps
Vereisten
- Understanding of financial compliance and risk management processes
- Familiarity with basic tax, regulatory, or AML/KYC concepts
- Experience in client onboarding or governance functions is helpful
Audience
- Compliance and risk management officers
- Legal and audit professionals
- Operational, financial, and IT managers involved in due diligence processes
21 Uren
Leveringsopties
PRIVÉGROEPSTRAINING
Onze identiteit draait om het leveren van precies wat onze klanten nodig hebben.
- Pre-cursusgesprek met uw trainer
- Aanpassing van de leerervaring om uw doelen te bereiken -
- Op maat gemaakte overzichten
- Praktische, praktische oefeningen met gegevens / scenario's die herkenbaar zijn voor de cursisten
- Training gepland op een datum naar keuze
- Gegeven online, op locatie/klaslokaal of hybride door experts die ervaring uit de echte wereld delen
Private Group Prices RRP from €6840 online delivery, based on a group of 2 delegates, €2160 per additional delegate (excludes any certification / exam costs). We recommend a maximum group size of 12 for most learning events.
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Reviews (5)
Ervaring van de trainer en zijn manier van overbrengen van de inhoud
Roggli Marc - Bechtle Schweiz AG
Cursus - FinOps
Automatisch vertaald
De trainer liet geen minuut onbenut! Hij was tijdens elke les een storm en verschafte veel materiaal voor alles waar hij mee te maken had.
Elpida - Unemployed
Cursus - Anti-Money Laundering (AML) and Combating Terrorist Financing (CTF)
Automatisch vertaald
Persoonlijke service en afgestemd op mijn behoeften
ANN - New Vitality Clinic
Cursus - GnuCash for Business Accounting
Automatisch vertaald
I genuinely enjoyed the real examples of the trainer.
Joana Gomes
Cursus - Compliance and the Management of Compliance Risk
Automatisch vertaald
I was benefit from the interesting and clear ideas and suggestions.
Vincent van Walt
Cursus - A Practical Guide to Successful Pricing Strategies
Automatisch vertaald
